My company does not have a functional regulator. Do I still need a compliance specialist?

If your company is in the fintech arena, you most likely need to establish one or more partnerships with banks or other regulated entities. Numerous laws and regulations govern these institutions, which means they apply a high level of scrutiny to every potential new partner.

InnReg will help your company successfully navigate partner reviews by auditing your compliance system and ensuring you meet all their regulatory requirements before the first conversation. We have a stellar record of preparing our clients for successful partnerships with regulated financial institutions because we leverage over ten years of experience in this arena. 

In addition, today’s regulatory climate is serving up increased federal and state regulatory scrutiny over digital finance activities. As fintechs grow in popularity and regulators take notice, taking a proactive approach to compliance can make a big difference. We help clients set up and manage processes to help mitigate future regulatory scrutiny and risks.