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Who We Serve

Regulatory Compliance Services for Crowdfunding Portals

Wondering how to adhere your crowdfunding portal to complex regulations? We specialize in providing customized compliance strategies for crowdfunding platforms.

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Since the advent of crowdfunding, InnReg has been providing specialized compliance consulting for crowdfunding portals. Our team is well-versed in the nuances of regulations surrounding crowdfunding compliance, such as those outlined in the JOBS Act. We understand the importance of balancing innovative fundraising methods with investor protection and regulatory compliance.

InnReg excels in supporting crowdfunding portals in three essential areas:

Crafting a regulatory framework that fits your crowdfunding model in compliance with SEC and FINRA regulations and investor protection standards.

Streamlining compliance and operational workflows for efficient project vetting, investor onboarding, and fundraising activities.

Providing full outsourcing of compliance and administrative tasks, freeing you to focus on platform growth and project curation.

Compliance Consulting

Targeted Compliance Consulting for Crowdfunding Portals

Our expertise in FINRA and JOBS Act requirements helps your crowdfunding portal navigate the regulatory landscape effectively.

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Registrations and Licensing

InnReg has supported dozens of clients on their journey to becoming regulated entities, securing regulatory approvals for broker-dealers, RIAs, ATS, money transmitters and lenders.

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Registrations and Licensing

InnReg has supported dozens of clients on their journey to becoming regulated entities, securing regulatory approvals for broker-dealers, RIAs, ATS, money transmitters and lenders.

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Registrations and Licensing

InnReg has supported dozens of clients on their journey to becoming regulated entities, securing regulatory approvals for broker-dealers, RIAs, ATS, money transmitters and lenders.

Learn More

Cybersecurity Program Development

Our cybersecurity program development service equips your firm with the tools and knowledge to navigate digital threats and regulatory requirements.

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Cybersecurity Program Development

Our cybersecurity program development service equips your firm with the tools and knowledge to navigate digital threats and regulatory requirements.

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Cybersecurity Program Development

Our cybersecurity program development service equips your firm with the tools and knowledge to navigate digital threats and regulatory requirements.

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Client Onboarding

InnReg’s outsourcing solutions handle the complexities of client onboarding, from initial application to thorough compliance verification.

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Client Onboarding

InnReg’s outsourcing solutions handle the complexities of client onboarding, from initial application to thorough compliance verification.

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Client Onboarding

InnReg’s outsourcing solutions handle the complexities of client onboarding, from initial application to thorough compliance verification.

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Account Funding and Transfer Supervision

Our account funding and transfer supervision services offer meticulous oversight, striving to align every transaction with regulatory standards and secure client assets.

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Account Funding and Transfer Supervision

Our account funding and transfer supervision services offer meticulous oversight, striving to align every transaction with regulatory standards and secure client assets.

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Account Funding and Transfer Supervision

Our account funding and transfer supervision services offer meticulous oversight, striving to align every transaction with regulatory standards and secure client assets.

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Books and Records for Financial Services

Electronic Books and Records Management

InnReg's expertise in managing cloud-based solutions and its best practice templates simplify record-keeping, enhancing your ability to conduct audits and respond to regulatory inquiries.

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Electronic Books and Records Management

InnReg's expertise in managing cloud-based solutions and its best practice templates simplify record-keeping, enhancing your ability to conduct audits and respond to regulatory inquiries.

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Electronic Books and Records Management

InnReg's expertise in managing cloud-based solutions and its best practice templates simplify record-keeping, enhancing your ability to conduct audits and respond to regulatory inquiries.

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Personnel and Staff Compliance for Financial Services

Staffing Compliance

Our outsourcing solutions offer support in managing the compliance aspects of onboarding, activities monitoring, and continuing education of your staff.

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Staffing Compliance

Our outsourcing solutions offer support in managing the compliance aspects of onboarding, activities monitoring, and continuing education of your staff.

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Staffing Compliance

Our outsourcing solutions offer support in managing the compliance aspects of onboarding, activities monitoring, and continuing education of your staff.

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Marketing Compliance for Financial Services

Advertising and Marketing Reviews

Navigate the complexities of promoting your fintech services with our compliance expertise. InnReg strives to make your marketing strategies not only resonate with your audience but also adhere to regulatory standards.

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Advertising and Marketing Reviews

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Advertising and Marketing Reviews

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Outsourcing Solutions

Comprehensive Outsourcing Solutions for Crowdfunding Portals

Leverage InnReg's outsourcing solutions to enhance the operational efficiency and compliance of your crowdfunding portal. From client onboarding to fund transfer supervision, our services support your platform's unique operational needs.

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Why InnReg?

Since 2013, InnReg has been providing compliance consulting and outsourcing services to fintechs worldwide, including crowdfunding portals.

InnReg offers global fintech compliance and operations consulting and outsourcing services focused on mitigating regulatory risk while partnering with clients to launch innovative fintech products and services. Our competitive advantage and unique experience enable us to manage complex projects on behalf of clients operating in gray and rapidly evolving areas for both regulators and businesses.

Available Globally

Since 2013

Client Testimonials

"It is like having an in-house regulatory department. They came in, listened, understood our needs, and built our compliance systems from the ground up."
Client CEO
Lender
"InnReg has been the driving force in establishing our compliance, legal, and risk management functions. Their experience and profound knowledge of the industry have been instrumental."
Client President and COO
Broker-Dealer
"InnReg understands fintech, online brokers and robo-advisors like no other compliance consultants, with a substantial network of third-party providers."
Client Founder and President
RIA
"They have become a full extension of our team and we would not be in the same place today without their endless guidance, support, and great judgment."
Client CEO
Blockchain
"It's a relief to know that we have expert industry professionals taking care of both our compliance and information security programs."
Client CEO
Broker-Dealer
"Using InnReg as our outsourced compliance program allows us to keep up with the frequency and depth of complex regulatory requirements."
Client CEO
ATS
"We initially hired InnReg to provide temporary support, but they have become an intrinsic part of our business.”
Client CEO
Neobank
"Their solutions target startups and are customized to our niche and vision, without restricting innovation."
Client CEO
RIA
"Whatever our company achieves, it wouldn't have been possible without your first class services."
Client VP of Legal
Broker-Dealer
"InnReg is a network and a team of deep experts with many different specializations."
Client CEO
RIA
"Partnering with InnReg during a pivotal period of our growth was one of the best decisions we made."
Client CEO
Broker-Dealer

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Get Answers to Your Crowdfunding Compliance Questions

Ready to chat about your compliance needs with a team of fintech regulation experts? Get in touch today!

1101 Brickell Avenue
South Tower, 8th Floor
Miami, FL 33131

305-908-1160

1101 Brickell Avenue
South Tower, 8th Floor
Miami, FL 33131

305-908-1160

1101 Brickell Avenue
South Tower, 8th Floor
Miami, FL 33131

305-908-1160